Episodes

Tuesday Mar 01, 2022
Series 7 Exam Options
Tuesday Mar 01, 2022
Tuesday Mar 01, 2022
Options on the Series 7 Exam is a major source of discomfort for a lot of students. This episode should help you a little bit although it's not a replacement for proper Series 7 Exam studying. I cover most of the options information other than the actual calculations because I do believe you need a video for that. If you like what I'm doing please check me out at Capital Advantage tutoring on YouTube.

Monday Feb 07, 2022
SIE exam prep Free Compliance part 1
Monday Feb 07, 2022
Monday Feb 07, 2022
How to pass the SIE Exam Compliance

Friday Jan 21, 2022
How to study for the Exam
Friday Jan 21, 2022
Friday Jan 21, 2022
Hey everybody this is going to be a little different episode than I usually do. A lot of people come up to me and ask how they should study, should they do it this way? Should they do it that way? Should this little 10-minute episode gives you my take on the best ways to study for all of this series exams. if you have any suggestions or different ways of doing things please feel free to leave in the comments or join my live on Tuesdays and Thursday nights on YouTube and let's chat.

Thursday Jan 20, 2022
SIE Exam Prep Free Customer Accounts
Thursday Jan 20, 2022
Thursday Jan 20, 2022
This episode covers the customer account portion of the SIE exam. We're now into the really boring episodes so try to stay awake

Wednesday Jan 19, 2022
SIE Exam Prep Free Clearing and Settlement
Wednesday Jan 19, 2022
Wednesday Jan 19, 2022
the first of the boring chapters hah stay awake

Monday Jan 10, 2022
SIE Exam Prep Free Order Types
Monday Jan 10, 2022
Monday Jan 10, 2022
SIE exam prep order types as tested on the SIE Exam

Monday Jan 03, 2022
SIE Exam Prep FREE ( Customer Accounts )
Monday Jan 03, 2022
Monday Jan 03, 2022
Try to stay awake for this one. You need to understand customer accounts to pass the SIE exam. The regulations and customer accounts is a major focus of the SIE exam

Friday Dec 31, 2021
SIE Exam Prep FREE ( Settlement and Clearing)
Friday Dec 31, 2021
Friday Dec 31, 2021
to pass the SIE Exam you need to understand the back office as well as the sales of securities. This SIE Exam episode will cover some of the functions of clearing and settlement as regulated by FINRA

Sunday Dec 26, 2021
SIE Exam Prep FREE New Offerings
Sunday Dec 26, 2021
Sunday Dec 26, 2021
SIE exam prep is a time-consuming process but it doesn't have to be boring. My podcast will keep you entertained and hopefully make you laugh while teaching you how to pass the SIE Exam!

Friday Dec 17, 2021
SIE exam prep free ( Mutual Funds and Annuities)
Friday Dec 17, 2021
Friday Dec 17, 2021
SIE exam prep free ( Mutual Funds and Annuities). You need to know these to pass the SIE exam and Series 7 Exam.