Blue Collar Finance

Do I need to be sponsored to take the Series 7 Exam ?

Yes, in order to take the Series 7 exam, you must be sponsored by a FINRA member firm. The Series 7 exam is a requirement for individuals who wish de become registered representatives and sell securities products, and FINRA requires that individuals be sponsored by a member firm in order to take the exam. The sponsoring firm will typically provide the necessary training and support for the individual to prepare for the exam.

Finance terms H - L forAll Licensing Exam Series 7 Exam and Series 66 Exam

The Series 7 exam is a challenging test that requires a thorough understanding of finance terms and concepts. By learning finance terms, you can prepare for the exam and increase your chances of passing. The Series 7 exam covers a wide range of topics related to securities and investments, including stocks, bonds, options, and mutual funds. It also covers topics related to regulations and compliance. To pass the Series 7 exam, you need to have a solid understanding of these concepts and be able to apply them in various scenarios. By learning finance terms, you can better understand the questions and scenarios presented in the exam, and have a better chance of answering them correctly. Additionally, knowing the financial terms used in the exam can help you save time and avoid confusion, allowing you to focus on answering the questions to the best of your ability. Ultimately, learning financial terms can give you the knowledge and confidence needed to pass the Series 7 exam and advance your career in the financial industry.

What is the SIE Exam and should I take it?

if you're interested in a career in the securities industry, you'll likely be taking the Securities Industry Essentials (SIE) exam. This exam is required if you wish to work as a Series 7, Series 63 or Series 66 registered representative. This exam is a bit different from other exams you may be used to taking. The SIE exam is a computer-based exam and consists of 75 multiple-choice questions You'll be asked questions about topics such as securities products, rules and regulations, economic concepts and investment risk. It's best to familiarize yourself with all of these topics before tackling the exam. The best way to do this is by studying using materials such as textbooks, study guides, and practice tests. The exam itself is 1 hour and 45 mins in length and offered every day Once you've taken the exam, you'll receive your scores immediately. You can register online There are also a variety of prep courses available if you feel like you need some extra help before taking the exam.

Finance terms D to H For all Licensing Exams Series 7 Exam and Series 66 Exam

Finance Terms A to D For all Licensing Exams Series 7 Exam and Series 66 Exam

accredited investor -------------------------- 1:05accumulation stage / unit -------------- 2:57acid test---------------------------------- 3:39active management style--------------- 5:07Act of 1933--------------------------------- 5:54Act of 1934---------------------------------- 6:42adjusted basis-------------------------- 8:18adjusted gross income---------------------- 8:41Administrator -------------------------- 9:18adoptions---------------------- 9:57ADR--------------------------------- 11:12
advertisement--------------------------------- 12:07agency basis--------------------------------- 12:36agency cross transaction---------------------- 12:57agent--------------------------------- 15:03aggressive investment strategy----------- 16:16all or none order (AON) ---------------------- 16:22alpha-------------------------------------------- 18:18alternative minimum tax (AMT) ----------- 19:29anti-dilutive covenant---------------------- 20:46arbitrage--------------------------------- 20:43arithmetic mean ---------------------- 23:16ask-------------------------------------------- 23:54assessable stock--------------------------------- 24:24
asset-------------------------------------------- 25:29asset class allocation---------------------- 25:47audited financial statement----------- 26:05back-end load--------------------------------- 26:31balanced fund--------------------------------- 27:27balance of payments---------------------- 28:05balance of trade--------------------------------- 28:05balance sheet---------------------- 31:02bank holding company---------------------- 31:36basis--------------------------------- 32:41basis point--------------------------------- 32:48bear--------------------------------------------- 33:27bear market------------------------------ 33:27benchmark portfolio-------------------------- 34:24beta--------------------------------------------- 18:18Black-Scholes------------------------------ 34:52blue-sky laws------------------------------ 35:02bona fide------------------------------ 35:10bond--------------------------------------------- 35:39bond fund------------------------------ 36:00bond rating------------------------------ 36:21bond yield------------------------------ 37:11book value per share-------------------------- 38:11breadth-of-market theory--------------- 38:48
brochure------------------------------ 39:47brochure supplement--------------- 39:47broker-dealer (BD) --------------------------- 41:50bull--------------------------------------------- 33:27bull market------------------------------ 33:27business cycle------------------------------ 42:59business risk------------------------------ 44:32bypass trust------------------------------ 44:56calendar year------------------------------ 45:40call--------------------------------------------- 46:00callable bond------------------------------ 46:26callable preferred stock--------------- 46:52call date------------------------------ 47:02call feature------------------------------ 47:18call provision------------------------------ 47:18call risk--------------------------------------------- 47:58capital appreciation--------------- 48:22capital asset------------------------------ 48:30capital asset pricing model (CAPM) 48:45capital gain------------------------------ 49:07capitalization------------------------------ 49:39capitalization ratio------------------------------ 49:49capital loss------------------------------ 50:17capital market------------------------------ 50:45
capital stock------------------------------ 51:03capital surplus------------------------------ 51:22capping------------------------------------------ 51:45cash account------------------------------ 52:23cash dividend--------------------------------- 53:07cash equivalent------------------------------ 54:53cash flow------------------------------ 54:28cease and desist order----------------------- 54:54certificate of deposit (CD) --------------- 53:31chartist------------------------------ 56:10Chinese Wall------------------------------ 56:39churning------------------------------ 57:35closed-end investment company 58:10closing purchase------------------------------ 59:10coincident indicator-------------------------- 59:49collateral------------------------------ 1:00:54collateralized mortgage obligation (CMO) 1:01:16collateral trust bond------------------------- 1:02:00collateral trust certificate--------------- 1:02:39commercial paper--------------- 1:02:53commission------------------------------ 1:03:41common stock------------------------------ 1:04:35complex trust------------------------------ 1:05:06conduit theory------------------------------ 1:06:48
confirmation------------------------------ 1:07:33constant dollar plan--------------- 1:08:12constant ratio plan------------------------------ 1:08:49Consumer Price Index (CPI) --------------- 1:09:07consumption------------------------------ 1:09:20contraction------------------------------ 1:09:30control person------------------------------ 1:10:30control security------------------------------ 1:11:20conversion parity------------------------------ 1:11:31conversion price------------------------------ 1:11:52conversion ratio------------------------------ 1:11:50convertible bond------------------------------ 1:11:43convertible preferred stock--------------- 1:12:32convexity------------------------------ 1:12:33cooling-off period------------------------------ 1:13:32corporate account------------------------------ 1:14:16corporate bond------------------------------ 1:14:48corporation------------------------------ 1:15:35correlation------------------------------ 1:18:23cost basis------------------------------ 1:19:19coupon yield------------------------------ 1:19:36covered security------------------------------ 1:19:58credit risk------------------------------ 1:20:35credit spread------------------------------ 1:21:18
cumulative preferred stock--------------- 1:22:41current assets------------------------------ 1:24:13current liabilities------------------------------ 1:24:38current market value (CMV) --------------- 1:25:08current ratio------------------------------ 1:24:55current yield------------------------------ 1:25:15custodial account------------------------------ 1:26:54custodian------------------------------ 1:27:17custody----------------------------------------- 1:27:42customer------------------------------ 1:29:02customer statement-------------------------- 1:29:11cyclical industry------------------------------ 1:29:53dark pool------------------------------ 1:31:28day order------------------------------ 1:33:56dealer------------------------------ 1:35:57debenture------------------------------ 1:36:05debit spread------------------------------ 1:36:16debt security------------------------------ 1:37:46debt-to-equity ratio--------------------------- 1:39:05default------------------------------ 1:39:59default risk------------------------------ 1:40:00defensive industry--------------- 1:40:10defensive investment strategy 1:41:17deficiency letter------------------------------ 1:42:04
defined benefit plan-------------------------- 1:43:20defined contribution plan--------------- 1:43:11deflation------------------------------ 1:45:33delta--------------------------------------------- 1:46:36demand------------------------------ 1:47:33demand deposit------------------------------ 1:48:12depreciation------------------------------ 1:48:30depression------------------------------ 1:49:37derivative------------------------------ 1:50:01dilution------------------------------ 1:50:37directed brokerage--------------- 1:51:57
discount bond------------------------------ 1:52:12discount rate------------------------------ 1:52:40
discretion------------------------------ 1:53:29
disgorge(ment) ------------------------------ 1:55:47disposable income (DI) --------------- 1:55:55distributable net income (DNI) 1:56:08diversification------------------------------ 1:56:19diversified common stock fund 1:56:46dividend------------------------------ 1:57:48
dividend discount model--------------- 1:58:34dividend exclusion rule--------------- 1:59:23dividend growth model--------------- 1:59:34

Series 7 Exam Prep Free Municipal Bonds

check me out on Youtube at Capital Advantage Tutoring  @series7exam
 
Municipal bonds are a type of debt security issued by state and local governments to finance various public projects such as building schools, roads, and water treatment plants. Investors who buy these bonds are essentially lending money to the government in exchange for regular interest payments and the return of the original investment at maturity. Municipal bonds are considered to be relatively safe investments, as they are backed by the taxing power of the issuing government. However, it's important to remember that the value of municipal bonds can fluctuate depending on factors such as changes in interest rates and the financial stability of the issuing government.
 

Series 7 Exam Prep Free Treasury Bonds

Treasury debt, also known as government debt or sovereign debt, is money that is borrowed by a government from investors in order to finance government spending. This can include things like infrastructure projects, social welfare programs, and military expenses. When the government borrows money by issuing Treasury debt, it promises to pay the money back to the investors with interest. Treasury debt is considered to be among the safest investments because it is backed by the full faith and credit of the government issuing the debt.
 
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SIE Exam Prep {Quick and Dirty)Listen the day before the exam

This is a high level review of the SIE exam to be listened to while driving around or on the day of your test.  Goof Luck and may the odds be ever in your favor

Series 7 Exam Prep FREE (Corporate Bonds)

A corporate bond is a debt security issued by a corporation and sold to investors. It is a way for a company to raise money by borrowing from investors and promising to pay them back at a later date. Corporate bonds pay a fixed rate of interest to bondholders, which is usually paid twice a year. When the bond matures, the company repays the principal amount to the investor. Corporate bonds are rated by credit rating agencies, which evaluate the creditworthiness of the issuer and assign a rating based on the likelihood of the issuer defaulting on its payment obligations.

Series 7 Exam Prep FREE Intro to Bonds

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A bond is a type of debt security that represents a loan made by an investor to a borrower (typically a corporation or government). The borrower agrees to pay back the loan, with interest, at a future date. When you buy a bond, you are essentially lending money to the issuer in exchange for periodic interest payments and the return of principal at maturity.
Bonds are considered to be relatively low-risk investments, but they generally offer lower returns compared to more risky investments such as stocks. They are often used as a way to preserve capital or generate income. There are many different types of bonds, including corporate bonds, government bonds, and municipal bonds.